Change Management: 8 Stages of the Kotter Model
Discover 8 stages of the Kotter change model, which represent operational levers for corporate change.
Discover 7 proven change management models, from Lewin's 3-Stage Model to Kotter's 8-Step framework, and learn how to choose the right one for your organization.
Change management models are structured frameworks that help organizations plan, implement, and sustain transformation. The most widely adopted models include Kurt Lewin's 3-Stage Model, the ADKAR (Awareness, Desire, Knowledge, Ability, Reinforcement) Model, Kotter's 8-Step Model, McKinsey 7-S, and the Kübler-Ross Change Curve. Each addresses a different dimension of change, from individual psychology to organization-wide alignment. Understanding the differences helps leaders choose the right approach for their specific context and reduce employee resistance to change.
"Traditional business strategy too often does not bother to create a story or narrative about its actions for its employees and the world to gather around. For the strategy to become reality, people need to see themselves in the story and then take action to make the story happen."
Beth Comstock, Imagine It Forward
A change management model is a repeatable framework that guides leaders and their teams through organizational shifts, whether those shifts involve new technology, restructuring, process updates, or cultural transformation. These models were developed through observation of real-world organizational behavior and are designed to reduce friction, build employee commitment, and make change outcomes more predictable and sustainable.
No single model fits every situation. The value of understanding multiple frameworks is that you can select the elements most relevant to your organization's size, culture, and the nature of the change itself. The seven models below represent the most cited and applied frameworks in the field today.
Kurt Lewin's 3-Stage Model is one of the oldest and most widely referenced frameworks in change management. Developed in the 1940s, it remains relevant because of its simplicity and psychological grounding. The model describes change as a three-stage process of unfreezing existing behaviors, transitioning to new ones, and then stabilizing the new state.
Lewin's model is best suited to organizations that need a clean, linear framework for a well-defined change initiative. Its main limitation is that it treats change as a discrete event rather than a continuous process, which can be a poor fit for organizations in rapid, ongoing transformation.
The ADKAR model was created by Jeffrey Hiatt, founder of Prosci, based on analysis of hundreds of organizational change projects. The model is explicitly focused on the individual rather than the organization as a whole, on the premise that organizational change only succeeds when each person successfully navigates their own transition.
ADKAR is particularly useful as a diagnostic tool. If a change initiative is stalling, the model helps pinpoint exactly where individuals are getting stuck, whether that is lack of awareness, insufficient training (Knowledge), or inadequate follow-through (Reinforcement). This makes it actionable as well as descriptive.
The McKinsey 7-S framework was developed by consultants at McKinsey and Company in the late 1970s. Rather than guiding a change process step by step, it provides a diagnostic map of the seven internal elements that must be aligned for an organization to perform effectively. The key insight is that these elements are interdependent: changing one will create ripple effects across all the others.
| Hard S Elements (Tangible) | Soft S Elements (Intangible) |
|---|---|
| Strategy | Style (leadership approach) |
| Structure (organizational hierarchy) | Staff (people and capabilities) |
| Systems (processes and workflows) | Skills (core competencies) |
| Shared Values (culture and mission) |
Shared Values sit at the center of the model because they influence and are influenced by all six other elements. The McKinsey 7-S Model is especially valuable during mergers, large-scale restructuring, or digital transformation, where changes to one element (such as Systems) quickly expose misalignments in Staff capabilities or organizational Structure.
Harvard Business School professor John Kotter developed his 8-Step Model of Change after observing more than 100 organizations attempting transformation. The model focuses on the human and leadership dimensions of change rather than the technical process, and it is structured as a sequential roadmap that builds organizational momentum over time.
Kotter's model is well-suited to large, complex organizations where winning hearts and minds is as important as executing a plan. Its emphasis on urgency and coalition-building makes it particularly effective for top-down transformation initiatives.
Consultant William Bridges developed the Bridges Transition Model to draw a deliberate distinction between change (an external event) and transition (the internal psychological journey people go through in response to that event). The model argues that organizations often manage the change well but fail to manage the transition, which is why so many initiatives lose momentum after launch.
Ending, and Letting Go
The first stage begins the moment a change is announced. Employees must let go of familiar roles, processes, or identities. This is where resistance is born, and where leaders must acknowledge loss rather than minimize it.
The Neutral Zone
The second stage is a state of limbo where old ways have been left behind but new ways have not yet taken hold. Productivity may dip, confusion is common, and anxiety can rise. Bridges viewed this stage as both the most difficult and the most creative, because it is where genuine reinvention happens.
The New Beginning
The third stage marks the point at which employees genuinely embrace new behaviors, adopt new identities, and commit to the changed organization. This stage requires reinforcement and recognition from leadership to take root.
Psychiatrist Elisabeth Kübler-Ross originally developed her five-stage grief model to describe responses to terminal illness. The model was subsequently adapted by organizational practitioners as the Kübler-Ross Change Curve to describe the emotional journey employees experience during significant workplace disruption. It remains one of the most widely used frameworks for understanding and anticipating emotional resistance to change.
A critical insight of the model is that individuals cross these stages at different speeds and may cycle back through earlier stages. Leaders who understand this can provide targeted support, such as more intensive communication for employees still in denial or additional training for those who have reached acceptance but lack confidence. The model reinforces the importance of empathy and transparent dialogue throughout a change initiative.
The Deming Wheel, also known as the PDSA (Plan-Do-Study-Act) Cycle, was developed by statistician and management thinker W. Edwards Deming. Unlike the other models on this list, it is not designed to manage a one-time transition. Instead, it is a circular, iterative framework for continuous improvement, making it particularly relevant for organizations that treat change as an ongoing operational discipline rather than a project.
The PDSA Cycle's iterative structure makes it well-suited to process improvement, quality management, and technology rollout scenarios where learning and adjustment are expected. Its circular nature also reinforces a culture of continuous learning, where each completed cycle informs the next improvement initiative.
Each model addresses a different primary challenge. This table summarizes the key distinctions to help you identify which framework or combination of frameworks best fits your situation.
| Model | Primary Focus | Best Suited For | Structure |
|---|---|---|---|
| Lewin's 3-Stage Model | Psychological readiness | Defined, bounded change initiatives | Linear (3 stages) |
| ADKAR | Individual adoption | Diagnosing where individuals are stalling | Linear (5 elements) |
| McKinsey 7-S | Organizational alignment | Mergers, restructuring, large-scale transformation | Diagnostic (7 elements) |
| Kotter's 8-Step Model | Leadership and culture | Top-down transformation in large organizations | Sequential (8 steps) |
| Bridges Transition Model | Human transition experience | Managing the psychological impact of change | Sequential (3 stages) |
| Kübler-Ross Change Curve | Emotional response | Building empathy and targeting communications | Staged (5 emotions) |
| Deming Cycle (PDSA) | Continuous improvement | Process improvement and iterative technology rollouts | Circular (4 stages) |
There is no universally correct change management model. The right choice depends on the nature and scale of the change, the organizational culture, and the specific challenges you anticipate. In practice, many organizations draw on more than one model simultaneously: for example, using McKinsey 7-S to assess organizational readiness, ADKAR to track individual adoption, and Kotter's framework to structure leadership activities.
Regardless of which model you select, the consensus across all seven frameworks is consistent: place employees at the center of the process, communicate transparently at every stage, and build in mechanisms for reinforcement so that new behaviors stick. Change that does not reach people at an individual level rarely endures at an organizational level.
For organizations navigating digital transformation, change management models work best when supported by tools that help employees build confidence in new systems from day one. Lemon Learning is a digital adoption platform designed to deliver in-application guidance, interactive walkthroughs, and real-time support directly within the tools employees are learning. This approach reinforces the Ability and Reinforcement stages of ADKAR, accelerates the Refreeze stage in Lewin's model, and helps generate the short-term wins that Kotter identifies as critical to sustaining momentum. You can explore how the platform supports digital adoption at an organizational level, or download a practical framework in our change management guide.
For a broader view of the types of change organizations face, see our overview of the change management discipline and the different contexts in which these models are applied.
The three most foundational change management models are Kurt Lewin's 3-Stage Model (Unfreeze, Change, Refreeze), the ADKAR Model, and Kotter's 8-Step Model. These three frameworks are widely cited because they address change from different angles: psychological readiness, individual adoption, and organizational leadership respectively.
The McKinsey 7-S Model identifies seven interdependent organizational elements that must be aligned for effective change: Strategy, Structure, and Systems (the hard, tangible elements) and Style, Staff, Skills, and Shared Values (the soft, intangible elements). Changing any single element creates a ripple effect across all others.
The 5 C's of change management are Context, Clarity, Commitment, Communication, and Culture. While not tied to one specific named model, they are frequently used as a practical leadership checklist alongside structured frameworks such as ADKAR or Kotter's 8-Step process to ensure change initiatives are well-communicated and culturally grounded.
Kurt Lewin's 3-Step Model describes change as three sequential stages: Unfreeze (challenging existing behaviors and building awareness), Change or Transition (adopting new processes and behaviors), and Refreeze (stabilizing and embedding the new state into everyday practice). Developed in the 1940s, it remains widely used because of its clarity and ease of application.
The three most foundational change management models are Kurt Lewin's 3-Stage Model (Unfreeze, Change, Refreeze), the ADKAR (Awareness, Desire, Knowledge, Ability, Reinforcement) Model, and Kotter's 8-Step Model. These three frameworks are widely cited because they address change from different angles: psychological readiness, individual adoption, and organizational leadership respectively.
The McKinsey 7-S Model is a framework developed by McKinsey consultants in the late 1970s. It identifies seven interdependent elements organizations must align to achieve effective change: Strategy, Structure, and Systems (the hard, tangible elements) and Style, Staff, Skills, and Shared Values (the soft, intangible elements). The model argues that modifying any one element creates a ripple effect across all others.
The 5 C's of change management are a practical communication and leadership checklist: Context (why the change is needed), Clarity (a clear vision of the end state), Commitment (visible leadership buy-in), Communication (consistent two-way dialogue), and Culture (aligning new behaviors with organizational values). While not a single named model, the 5 C's are frequently used as a companion framework to structured models such as ADKAR or Kotter's 8-Step process.
Kurt Lewin's 3-Step Model, developed in the 1940s, describes organizational change as three sequential stages. First, Unfreeze: the organization challenges current behaviors and prepares people for change. Second, Change (also called the Transition stage): people move away from the old state and adopt new processes or behaviors. Third, Refreeze: the new behaviors are stabilized and embedded into everyday practice. The model remains widely used because of its clarity and ease of application.
Discover 8 stages of the Kotter change model, which represent operational levers for corporate change.
The Kurt Lewin change model enables employees to combine their strengths to better manage the change process.
Change management is the structured approach to guiding people through organizational change. Learn the definition, process, key models and how to...